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SEC Seeks Info on Digital Engagement by Investment Advisors, Brokers
Finance
SEC Seeks Info on Digital Engagement by Investment Advisors, Brokers
2021-08-30 17:50:33
by Dan McCue

WASHINGTON - The Securities and Exchange Commission is seeking information from the public and industry professionals on the digital engagement practices of investment advisors and brokers. These tools include behavioral prompts, differential marketing, game-like features (also known as gamification) and... Read More

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